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mercor

Market Conduct Specialist - Fully Remote | Upto $100/hr

mercor

5h ago

0$100OtherUnited Stateshimalayas
Trade-SurveillanceMarket-Abuse-MonitoringCompliance-SurveillanceRegulatory-OversightFinancial-Crime-DetectionRemote-Compliance-SpecialistRemote-Compliance-AnalystRemote-Senior-Compliance-ManagerRemote-Ethics-SpecialistRemote-Compliance-OfficerMid-level

Job Description

About the jobMercor connects elite creative and technical talent with leading AI research labs. Headquartered in San Francisco, our investors include Benchmark, General Catalyst, Peter Thiel, Adam D'Angelo, Larry Summers, and Jack Dorsey.Position: Trade Surveillance Expert (Market Abuse & Conduct Monitoring) Type:Contract Compensation:$100/hour Location:RemoteRole ResponsibilitiesReview and analyze simulated and real-world trading scenarios for indicators of market abuse.Evaluate AI-generated surveillance alerts to determine escalation, closure, or further investigation.Develop and refine surveillance evaluation rubrics for Insider Trading, Market Manipulation, Spoofing & Layering, and more.Assess trade surveillance workflows and alert investigation methodologies.Provide expert feedback on AI-generated case narratives, investigations, and regulatory reasoning.Validate whether surveillance conclusions align with applicable regulations and industry best practices.Contribute domain expertise to improve AI models used for compliance monitoring and financial crime detection.QualificationsMust-Have5+ years of experience in Trade Surveillance, Market Surveillance, Market Abuse Monitoring, Compliance Surveillance, or Regulatory Oversight.Hands-on experience with surveillance platforms such as Nasdaq SMARTS, NICE Actimize, Eventus Validus, ACA Sigma, SteelEye, eFlow, OneMarket Surveillance, TradingHub, or similar solutions.Strong understanding of market abuse regulations and frameworks, including SEC and FINRA regulations, MAR (Market Abuse Regulation), MiFID II, FCA market conduct requirements, and exchange surveillance standards.Experience investigating surveillance alerts and documenting case outcomes.Familiarity with equities, options, futures, fixed income, FX, commodities, or digital asset markets.Ability to clearly articulate investigative reasoning and regulatory conclusions in written form.Fluent English communication skills.PreferredExperience at investment banks, broker-dealers, exchanges, regulatory agencies, hedge funds, proprietary trading firms, or surveillance technology providers.Prior involvement in surveillance model tuning, alert calibration, threshold optimization, or surveillance program design.Experience working directly with regulators or responding to regulatory inquiries and examinations.Knowledge of algorithmic trading, high-frequency trading, and electronic market structure.Certifications such as CAMS, CISI, CFA, FRM, or equivalent compliance-related credentials.Application Process (Takes 20–30 mins to complete)Upload resumeAI interview based on your resumeSubmit formResources & SupportFor details about the interview process and platform information, please check: https://talent.docs.mercor.com/welcomeFor any help or support, reach out to: support@mercor.comPS: Our team reviews applications daily. Please complete your AI interview and application steps to be considered for this opportunity.Originally posted on Himalayas